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Event type:
ON-DEMAND WEBCAST
Event location:
Online
Recommended CPE Credits:
Please note: CPE credits are not awarded for webcast replay.
Event audience:
Chief Risk Officer, Chief Audit Executive, Chief Compliance Officer
Individuals who work in Internal Audit, Asset Management, Private Equity, Banking
Event contact details:
Navigating Off-Channel Communications in Today’s Digital Landscape
Event description
Join us for a timely and substantive discussion on navigating off-channel communications in today's digital landscape. As communication becomes more digital and decentralized, managing off-channel communications is crucial for maintaining compliance and safeguarding reputation.
Our expert panel will discuss:
- The importance of off-channel communications
- Regulatory frameworks and compliance requirements
- Best practices for mitigating risks and ensuring transparency
- Real-world case studies on the impact of off-channel communications
This webcast will provide actionable insights and practical strategies to enhance compliance and mitigate risks in your organization.
Date and time
Original broadcast Thursday, June 27, 2024
1:00 PM ET - 1:45 PM ET
Recommended CPE credits
Please note: CPE credits are not awarded for webcast replay.
Grant Thornton speaker:
Andrew Surgan
Managing Director, Regulatory Compliance & Controls, Risk Advisory Services
Grant Thornton Advisors LLC
Andrew is a Managing Director in Grant Thornton’s Financial Services practice with a focus on Compliance Risk in the Broker Dealer, Asset and Wealth Management area. Andrew has worked in both the in-house legal and compliance fields throughout his career within the broker dealer, asset management and banking industry with large and small, regional and international investment banks in developing and implementing compliance programs and providing guidance on internal audit programs on a local and international level.
New York, New York
Industries
- Asset management
- Banking
Service Experience
- Audit
- Risk advisory
- Advisory
Program Level
Overview
Prerequisite
N/A
Delivery method
Group - Internet
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